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AML Survey Forms Completion Guides

Survey Title Division Completion Guide
AML Survey - Banking Banking View
AML Survey - Company Manager Fiduciary View
AML Survey - Corporate Service Provider Fiduciary View
AML Survey - Trust Fiduciary View
AML Survey - Insurance Insurance View
AML Survey - Mutual Fund Administrator Investments View
AML Survey - Licences and Registered Persons Securities View
AML Survey - Virtual Assets Service Provider VASP View
VASP Travel Rule Return VASP View
Cash Flow Reporting Banking View
RFB Self Declaration Insurance View

 

REEFS Forms Completion Guides

Form Reference Form Title Form Type Division Completion Guide  Other
AAA-131-99 Appointment of Authorised Agent Request Fiduciary Coming soon  
ACL-033-10 Active Client Listing Return Fiduciary Coming soon  
ADD-125-99 Addition of a SP or Series Trust or Sub-Fund Request Investments Coming soon  
ADR-046-75 Annual Declaration of a SIBL Registered Person Return Securities View  
AFS-001-99 Audited Financial Statements Request Common View  
APP-101-01 Application for Bank Licence Application Banking Coming soon  
APP-101-04 Application for a Trust Company Licence Application Fiduciary Coming soon  
APP-101-05 Application for a Restricted Trust Licence Application Fiduciary Coming soon  
APP-101-06 Application for a Controlled Subsidiary Application Fiduciary Coming soon  
APP-101-07 Application for a Private Trust Company (Registered PTC) Application Fiduciary Coming soon  
APP-101-09 Application for Money Services Licence Application Banking Coming soon  
APP-101-10 Application for a Companies Management Licence Application Fiduciary Coming soon  
APP-101-11 Application for a Corporate Services Licence Application Fiduciary Coming soon  
APP-101-12 Application for Insurance Agent Licence Application Insurance Coming soon  
APP-101-13 Application for Insurance Broker Licence Application Insurance Coming soon  
APP-101-14 Application for Class A Insurer Licence Application Insurance Coming soon  
APP-101-15a Application for Insurance Manager Licence (1-10 insurers) Application Insurance Coming soon  
APP-101-15b Application for Insurance Manager Licence (11-50 insurers) Application Insurance Coming soon  
APP-101-15c Application for Insurance Manager Licence (51-100 insurers) Application Insurance Coming soon  
APP-101-15d Application for Insurance Manager Licence (101 or more insurers) Application Insurance Coming soon  
APP-101-22 Application for Mutual Fund Application Investments Coming soon  
APP-101-26a Application for Mutual Fund Administrator (Full) 1-50 mutual funds Application Investments Coming soon  
APP-101-26b Application for Mutual Fund Administrator (Full) 51 or more mutual funds Application Investments Coming soon  
APP-101-27 Application for Mutual Fund Administrator (Restricted) Application Investments Coming soon  
APP-101-29 Application for Securities Investment Business Licence (SIBL) Application Investments Coming soon  
APP-101-53 Application for Mutual Fund - Master Fund Application Investments Coming soon  
APP-101-56a Application for Class B(i) Insurer Licence Application Insurance Coming soon  
APP-101-56b Application for Class B(ii) Insurer Licence Application Insurance Coming soon  
APP-101-56c Application for Class B(iii) Insurer Licence Application Insurance Coming soon  
APP-101-57 Application for Class C Insurer Licence Application Insurance Coming soon  
APP-101-58 Application for Class D Insurer Licence Application Insurance Coming soon  
APP-101-69 AIFMD Notification - EU Connected Mutual Fund Application Investments Coming soon  
APP-101-70 AIFMD Notification - EU Connected Fund Manager Application Investments Coming soon  
APP-101-75 Application for SIBL Registered Person Application Securities  View  

APP-101-77

Application for Private Fund Application Investments View  
APP-101-78 Application for Limited Investor Fund Application Investments View  
APP-101-84 Application for Virtual Assets Service Provider Registration Application Common View  
APP-101-84a Virtual Asset Service Providers - Initial AML Risks Return Common Coming Soon  
APR-102-06 Application for continuation of registration of a Controlled Subsidiary Application Fiduciary Coming soon  
APR-102-07 Application for continuation of registration of a PTC Application Fiduciary Coming soon  
APT-106-99 Appointment of a Senior Manager or Officer Request Common View  
BPC-103-99-02 Change in Business Plan Request Common View  
BQC-002-001 Basel II and QPR Return Banking View

Quick Start Guide

QPR Migration Update

CAU-112-99 Change of Auditors Request Fiduciary Coming soon  
CCL-118-99 Certified Copy of a Licence Certificate Request Fiduciary Coming soon  
CDT-140-99 Change of Registrant/Licensee details Request Fiduciary Coming soon  
CFR-044-99-02 Cash Flows Return Return Banking View  
CIM-141-56-01 Change of Insurance Management Request Insurance Coming soon  
CNM-109-99 Change of Name Request Fiduciary Coming soon  
CPI-011-01 Coordinated Portfolio Investment Survey (CPIS) Return

Financial Stability

& Statistics

Coming soon  
CPO-113-99 Change in Principal Office Request Fiduciary Coming soon  
CSH-108-99 Change of Shareholding Request Common Coming soon  
CSP-111-99 Change in Registered Office Request Investments Coming soon  
CYE-126-99 Change in Year-End Request Fiduciary Coming soon  
DBA-015-01 Domestic Banking Activity (DBA) Form Return

Financial Stability

& Statistics

Coming soon  
EUF-152-69 Request AIFMD Attestation for EU Connected Mutual Fund Request Investments Coming soon  
EUM-153-70 Request AIFMD Attestation for EU Connected Fund Manager Request Investments Coming soon  
EXF-117-99

Approval for an extension in filing Audited Statements

Request Fiduciary Coming soon  
FAR-016-22-03 Fund Annual Return (FAR) v3 Return Investments View  
FAR-016-22-04 Fund Annual Return (FAR) v4 Return Investments View  
FDF-040-99 Foreclosure Disclosure Return

Financial Stability

& Statistics

View   
FWV-161-22 Request for Fund Audit Waiver Request Investments View  
FXT-162-22 Request for Extension for Fund Annual Return (FAR) Request Investments View  
IAG-018-12 Insurance Agent's Annual Return Return Insurance Coming soon  
IAL-008-14 Class A Insurer Annual Return Return Insurance Coming soon  
IAL-008-14-02 Class A Annual Return: IFRS Return Insurance View  
IBR-020-13 Insurance Broker's Annual Return Return Insurance Coming soon  
ICA-017-01 Internal Capital Adequacy Assessment Process (ICAAP) Return Banking View  
IMG-021-15 Insurance Managers Annual Return Return Insurance Coming soon  
INB-009-56 Class B Insurer Annual Return Return Insurance Coming soon  
INB-009-56-02 Class B Insurer Annual Return: IFRS Return Insurance View  
INC-019-57 Class C Insurer Annual Return Return Insurance Coming soon  
INC-019-57-02 Class C Insurer Annual Return: IFRS Return Insurance View  
IND-038-58 Class D Insurer Annual Return Return Insurance Coming soon  
IND-038-58-02 Class D Insurer Annual Return: IFRS Return Insurance View  
INS-047-56 Survey of Insurance Business Development Since 2015 Return Insurance View  
IQA-028-14 Quarterly Return Class A (External) Return Insurance Coming soon  
IQA-028-14-02 Quarterly Return Class A: IFRS Return Insurance View  
ITA-022-14 Trust Assets Declaration Form - Insur Ext Class A Return Insurance Coming soon  
LBS-023-01 Locational Banking Statistics (LBS) Survey Return

Financial Stability

& Statistics

Coming soon  

LCR-042-99

Liquidity Coverage Ratio (LCR)

Return Banking

Coming soon

Template

Rules

FAQ

LGS-116-99 Letter of Good Standing Request Fiduciary Coming soon  
MLO-154-99 Addition or Change of AMLCO or MLRO Application Common Coming soon  

MLR-041-99

Minimum Liquidity Ratio (MLR)

Return Banking Coming soon

Template

Rules 

Agreement

FAQ: Coming soon

NSF-043-99

Net Stable Funding Ratio (NSFR)

Return Banking Coming soon

Template

Rules

FAQ

OPN-114-99 Approval to open a Branch/Agency/Rep Office Request Fiduciary Coming soon  
PFC-166-77 Private Fund Data Submission. Request Investments View  
PFR-049-77 Private Fund Annual Return. Return Investments View

 

PQU-137-99 Personal Questionnaire Application Compliance Coming soon  
RBQ-045-99 Risk Based Approach Questionnaire Return Common Coming soon  
REV-124-22 Filing of revised OM/MF forms/Addendums Request Investments Coming soon  
RFE-050-77 Related Fund Entity Information. Return Investments View  
RRP-160-75 Re-registration as SIBL Registered Person Application Securities View  
TMF-147-22 Termination of a Mutual Fund Request Investments Coming soon  
TRM-105-99 License Termination/Surrender/De-Registration Request Common Coming soon  
TRS-142-99 Termination of a SP or Series Trust or Sub-Fund Request Investments Coming soon  
URW-110-99 Use of a Restricted Word Request Fiduciary Coming soon  

 

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